Wolfe, S. and Edwards, J. M., 2007. Ethical and compliance-competence evaluation: a key element of sound corporate governance. Corporate Governance: An International Review, 15 (2), pp. 359-369.
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Official URL: http://www.blackwell-synergy.com/doi/abs/10.1111/j...
Motivated by the ongoing post-Enron refocusing on corporate governance and the shift by the Financial Services Authority (FSA) in the UK to promoting compliance- competence within the financial services sector, this paper demonstrates how template analysis can be used as a tool for evaluating compliance-competence. Focusing on the ethical dimension of compliance-competence, we illustrate how this can be subjectively appraised. We propose that this evaluation technique could be utilised as a starting point in informing senior management of corporate governance issues and be used to monitor and demonstrate key compliance and ethical aspects of an institution to external stakeholders and regulators.
|Uncontrolled Keywords:||Ethics, compliance-competence, template analysis, corporate governance|
|Subjects:||Social Sciences > Finance and Financial Economics|
|Group:||Business School > Centre for Finance and Risk|
|Deposited By:||INVALID USER|
|Deposited On:||05 Apr 2007|
|Last Modified:||29 Jul 2013 16:42|
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